What the buyer is seeking
- A Hong Kong SFC licensed corporation
- Type 1 — dealing in securities
- Type 4 — advising on securities
- Type 9 — asset management
- Availability confirmed by the owner or authorised representative
BUYER REQUIREMENT RECEIVED
Buyer seeking an SFC Type 1, 4 and 9 licensed corporation
EasyBiz has received an initial request for a Hong Kong corporation that currently holds all three regulated activities. Owners and authorised representatives may submit a private seller case for review.
Information a seller can prepare
Start with what you know. Exact documents are optional at the first step, and confidential material is not placed in the public notice.
- Current licence scope and conditions
- Responsible Officer and key-person continuity
- Operating status, clients and assets under management, if any
- Financial position, liabilities and regulatory history
- Indicative asking terms and preferred timing
HOW IT PROCEEDS
Private submission before any introduction
1Seller creates a private draft
2EasyBiz reviews both sides’ requirements
3Confidentiality and disclosure scope are agreed
4Documents and a meeting are arranged for a suitable match
A proposed acquisition concerns shares in a licensed corporation and remains subject to due diligence, professional advice and applicable SFC approvals. This notice does not represent an offer, commitment to purchase or confirmation that a transaction will be approved.
Do you represent a possible match?
Tell us privately. Nothing is published automatically.